Great Circle Associates List-Managers
(August 2002)
 

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Subject: Mailing lists and the UK Data Protection Act
From: Chris Hastie <lists @ oak-wood . co . uk>
Date: Mon, 5 Aug 2002 11:30:46 +0100
To: list-managers @ greatcircle . com
User-agent: Turnpike/6.02-U (<Il3E71nTPjK+0BwW71wLhXKfS+>)

This is one for UK and other EU based list managers, so apologies to all 
those elsewhere to whom it has no relevance.

Has anyone managed to get a good grasp of the implications on mailing 
lists of the Data Protection Act 1998 in the UK, or equivalent 
legislation elsewhere in the EU made as a result of the same EU 
Directive?

There are a number of areas where I have concerns. Clearly, subscription 
information is 'personal data'. Also clearly, it is processed. Which 
pretty much is all that is needed to bring the operation under the DPA. 
Normal good practice should go a long way towards satisfying basic 
requirements. The requirement to obtain the subject's consent to the 
processing of data, for example, is met by an opt-in list requiring 
mail-back confirmation, certainly so if the mail requesting confirmation 
is explicit about this.

One of the lists I run occasionally includes short advertising messages 
in order to help finance it. Users are made aware of this possibility 
when they subscribe. It seems to me that this fact adds the purpose 
"Advertising, marketing and PR for others" to the list's operation and 
therefore brings with it the need to notify the Information 
Commissioner.

Another issue is that of other admins. Following an unpleasant 
altercation between the list and a subscriber's holiday auto-responder, 
whilst I was away camping and unable to get to a machine to sort it out, 
I want to give admin rights to a couple of trusted subscribers so that 
there are other people on hand to sort out such things in future. I 
don't employ these people, I don't pay them anything, but they will be 
acting under my instructions, so effectively, I hope, as my agents. Are 
separate notifications required from them, or will my notification be 
suffice?

Now the one I'm really having difficulty getting my head around. The 
list's publicly accessibly web based archive.

So a list member has to confirm their subscription, effectively 
consenting to the processing of their personal data. They are told that 
any post they make will be placed in the archive, so can be deemed to 
have consented to this if they choose to post. It is also made clear to 
them that a web archive can be accessed from anywhere. So I'm arguing in 
posting they have consented to the transfer of any personal data in that 
message outside of the European Economic Area (the DPA requires consent 
for such transfers). Am I on reasonable ground here?

But it gets worse. What if Joe includes in his post something like "Mr 
So-and-so is an expert in this field. You may like to try dropping him a 
line at soandso@someisp.net".

This, it seems to me, is personal data relating to Mr So-and-so. Any 
good search engine will retrieve it on a search for So-and-so. It is 
processed into the archive, and it is transferred outside the EEA in 
both the archive and in transmission to non EEA subscribers. But Mr 
So-and-so may never have consented to this. Has the law been broken? If 
so, who broke it, me as the list-manager or Joe as the person who sent 
the message.

Anyone got any ideas???
-- 
Chris Hastie


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